Careers at FINRA
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FINRA is a self-regulatory organization that seeks to handle disputes between individuals and stock brokers. Learn about FINRA job and career opportunities.
FINRA is the largest independent regulator for all securities firms doing business in the United States. This organization oversee nearly 5,000 brokerage firms and 663,000 registered securities representatives. Their main role is to protect investors by maintaining fairness in the U.S. capital markets.
From their official FINRA website you can search for job openings and also browse and research compensation and benefits for the open job positions and choose which career opportunity you would like to apply.
www.finra.org/AboutFINRA/Careers/index.htm
www.finra.org/AboutFINRA/Careers/index.htm
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FINRA is the largest independent securities regulator in the U.S. Our chief role is to protect investors by maintaining the fairness of the U.S. capital markets.
Careers at FINRA in the News
- FINRA Fires Back at Wachovia Over Raiding ClaimsFinancial Planning.com2 days ago
Wachovia Securities was ordered to pay $1.1 million in attorneys fees and costs after its latest claim of raiding against St. Louis-based brokerage Stifel Nicolaus was dismissed by a FINRA arbitration panel.
- Encounter.com, Inc. Changes Name of Corporation and Prepares to File for Ticker Symbol Change With FINRAMarketwire17 hours ago
NEW YORK, NY--(Marketwire - December 22, 2009) - Encounter.com, Inc. ( PINKSHEETS : ENCR ) announced today it has amended its Articles of Incorporation to change the Company's name to "Encounter Technologies, Inc." The Company has received confirmation from the Colorado Secretary of State that the name change has been processed. This action is part of the Company's previously announced plans to ...
- (AFX UK Focus) 2009-12-21 22:50 Inter dealer brokers, traders are FINRA targetsInteractive Investor34 hours ago
WASHINGTON, Dec 21 (Reuters) - The U.S. brokerage watchdog expects to soon file enforcement actions against a number of inter-dealer brokerages or inter-dealer traders suspected of collusion, a person familiar with the probe told Reuters on Monday.
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