60Charles Douyon is a dedicated legal and compliance professional with over 12 years of experience in financial regulations. Born and raised in Brooklyn, New York, he was active in sports from a young age, particularly basketball and football. His high school years were spent in Long Island, where his passion for these sports grew, shaping his work ethic and dedication. The lessons in discipline, teamwork, and resilience he learned through sports have played a central role in his personal and professional life.
After high school, Charles initially attended Northeastern University in Boston but later transferred to Berkeley College in New York following the events of September 11, 2001. Wanting to be closer to his family during a difficult time, he completed his degree in Business Management and Finance, graduating magna cum laude in 2005. This achievement marked the start of his career in both business and law.
Charles’s career began in finance, working at a well-known financial institution on Wall Street. During his time in the fast-paced financial sector, he gained extensive experience in market analysis, investment strategies, and business operations. However, after several years, he began to realize his growing interest in the legal aspects of finance. This shift in his interests led him to pursue a law degree.
In 2007, Charles enrolled at Northwestern University School of Law, leaving his position in finance behind. Although the transition from finance to law was a significant challenge, his background in business allowed him to bring a unique perspective to his studies. He graduated in 2010, entering the legal field just as the financial industry grappled with significant regulatory changes in the aftermath of the Global Financial Crisis.
To further deepen his legal expertise, Charles pursued an LLM (Master of Laws) degree at Fordham University Law School, specializing in Corporate, Banking, and Finance Law. While at Fordham, he completed internships at key regulatory bodies, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). These internships provided him with valuable, hands-on experience in regulatory compliance, helping him to understand the practical application of financial regulations.
Charles has held various legal and compliance roles, advising investment firms and financial institutions on navigating complex financial regulations. His expertise covers multiple economic laws, including the Dodd-Frank Act, the Securities Exchange Act, and the Investment Advisers Act. His in-depth knowledge has made him a trusted advisor for firms seeking to maintain compliance with evolving regulations.
In addition to his advisory work, Charles has held leadership positions, including serving as the Director of Compliance at a prominent investment firm. In this role, he oversaw the firm’s compliance programs, ensuring that all operations adhered to legal and regulatory standards. His leadership helped the firm avoid legal risks and maintain its reputation in a highly regulated industry.
Outside of his professional career, Charles remains active in sports, particularly basketball and football, which he plays recreationally. He also enjoys endurance sports, completing the Chicago Marathon and several half-marathons. Traveling is another passion, allowing him to explore different cultures and broaden his worldview. He also enjoys attending live music events and enjoys Chinese cuisine.
Charles Douyon’s career reflects his expertise in financial law and compliance. His transition from finance to law has equipped him with a unique skill set that allows him to navigate complex legal and regulatory issues. He has become a respected professional with his leadership, dedication to continued education, and passion for sports and travel.